Ausgabe 1, Band 2 – September 2006
Conceptions of ‘the political’ -
a note on contrasting motifs in Hannah Arendt’s treatment of totalitarianism
At every meal that we eat together, freedom is invited to sit down. The chair remains vacant, but the place is set
For partisans of a contemporary wave of interest in the rediscovery of ‘the political’, the thought of Hannah Arendt offers a seemingly ineluctable intellectual resource. Inasmuch as the problem of totalitarianism is at the core of Arendt’s thought, her sympathy towards this attempt to enlist her in the service of this cause must be imagined to bear heavily upon the place of ‘the political’ in her treatment of totalitarianism itself. This note on Arendt’s thinking on the political thereby proceeds from the claim that there are, at heart, two divergent conceptions of totalitarianism in the cumulative literature on the subject.
The first of these, I want to argue, is presently the dominant conception of totalitarianism. It is the dominant conception in social science, among historians and (to a lesser extent) among political theorists. Moreover, it has a special kind of import, in the light of at least two things. At one level, it is informed by the attempt to fashion plausible accounts of twentieth-century political experience as a coherent whole; these are accounts in which, in turn, the experiences of communism and fascism are necessarily, on this view, to be accommodated. At another level, this conception is equally informed by what might be termed post-Marxism, insofar as this term denotes a kind of shorthand for a loss of confidence in ‘transformative politics’. Thus, in short, the suggestion is that the dominant conception of totalitarianism is one which is framed by (and in many ways constructed from) the standpoint of the present; and, in particular, from the standpoint of the self-understanding of liberal democracy. The common theme that recurs in many of these kinds of account is that totalitarianism has something to do with the promise of salvation in-the-present, totalitarianism thereby deriving – paradoxically – from religious sources, while being at the same time concerned with an ultra-modernist attempt to build Utopia. I hope shortly to give some evidence in support of this observation, before giving some reasons as to its inadequacy as an account.
The second conception of totalitarianism that I have in mind is the account offered by Hannah Arendt herself. This is where, I will argue, ‘the political’ comes in. In contrast with the present (and dominant) conception, Arendt’s perspective is neither ‘post- Marxist’, nor is it a retrospective on the twentieth century. Rather, Arendt’s perspective, rooted in the mid-twentieth century, is one conditioned by an urgently felt need to ‘come to terms’ with the fact of the Nazi genocide (at least insofar as ‘theory’ might allow for this).
Given this, the structure of this article falls into four parts. In the first part I suggest that making the claim that Arendt’s conception is the outcome of looking at it from the standpoint of the political involves accentuating a distinctive set of ideas within her thought that are, to some degree, in danger of being overshadowed. In the second part, I shift the attention to the ‘dominant’ conception of totalitarianism, to the extent that the argument is concerned with this, centrally doing so by summarising a recent account of this kind that can be taken as especially characteristic. In the third part, I return again to Arendt, and suggest that using her thought as a foil to the dominant view helps, for one thing, to get her meaning clear, the substance of which I try to clarify in the fourth and final section of the paper.
I.
Now, it is not the argument I want to outline here that Arendt’s position on totalitarianism should cease to be formulated in terms of the first motif (the motif of historical necessity) and the second put in its place (the table motif). If anything, only together is anything of Arendt’s complex thought on this to be grasped. Yet, the point is that the first motif to some extent corresponds to the dominant conception currently in circulation. Consequently, what this excludes – and which Arendt’s second motif does not – is the standpoint of the political.
There is, in fact, a further argument involved here, which constitutes something of a paradox. This is that Arendt, as a political theorist notionally inquiring into the ‘origins’ of totalitarianism, is not principally driven by a concern to delineate an intellectual history behind totalitarianism, i.e. to delineate a progression or logic of ideas that can be deduced, step-by-step, from some specified point in the past through to Hitler and Stalin. It is precisely this approach, as I aim to indicate shortly, that undergirds the dominant conception in the present. Arendt’s emphasis on the political, conversely, charts a course far closer to the surface of actual events and processes. This she does by means of formulating a conceptual framework intended to disclose the ‘hidden’ meaning of the political (as she might understand this) and, in turn, by means of ‘measuring’ this against, firstly, the rise of and, secondly, the reality of totalitarian regimes.
II.
In the other sense, the worldviews that are rejected – again, from the standpoint of liberal democracy –are historical and ideological conceptions. On this view, both communism and Nazism are driven by ideological interpretations of history that seek either to ‘speed up’ historical time or, on some readings of Nazism, to ‘set the clock back’ – acting out of interpretations of history either revolving around the struggle between classes, or revolving around ‘biological’ fictions of race. The key point, however, is that according to the logic of either accelerating time, or stemming its flow, individuals are utilised – and, in turn, coerced – as instruments in the realisation of a grand, utopian project. And this is the theme, in particular, that becomes enunciated in the dominant conception.
III.
Accordingly, what is meant by Arendt’s ‘historical necessity’ theme is her observation that totalitarian regimes pose as interpreters of (supposedly) scientific historical forces which are, in principle, beyond human control. What Hitler and Stalin did, she says, was to act out these purportedly inexorable laws by identifying the relevant collectivities in each case (races and classes respectively), and then by applying these laws directly to the ‘species’, to mankind; typically, by applying these laws through terror (through camps and purges), this being the means of making these abstract laws a concrete reality, and of obliterating specific sections of the
To begin to move towards the final part of the paper, therefore, the thought is that Arendt’s own attempt to ascribe logical coherence to totalitarianism – which may (or may not) smuggle in an ideal type through the back door – involves reading her specific work on totalitarianism in connection with The Human Condition. This is where the importance of the political resurfaces; and it is where the importance of the ‘table motif’ emerges more clearly. Moreover here in fact, in reciprocal fashion, Arendt’s understanding of totalitarianism might be said to inform her understanding of the political and, vice versa. And the central sense in which the interpretation that arises might be said to unsettle the ‘dominant’ conception of totalitarianism entails the latter’s privileging of the private sphere over the public; or, better put, the comparatively restricted public realm it presupposes, and the effective de-politicisation of this realm that it enacts in its transference of all major sources of conflict to the private sphere, a move separating, as it were, l’homme from le citoyen.
IV.
The assumption that informs the dominant conception is that the public is subordinate to the private. Accordingly, it follows that private individuals should be free to determine their own courses of action unrestrained by public coercion, except where such conduct might interfere with the freedom of (other) private individuals. However, on the basis of the conceptual framework that Arendt ultimately advances in The Human Condition, this reasoning is complicit in a misunderstanding of the nature of the political. It is to misunderstand the nature of the political, she thinks, to the extent that freedom (and individual autonomy) is neither its aim, nor its objective, but its very expression.
***
Notes
1Richard Shorten has research interests in twentieth century political thought and has written articles on totalitarianism, the idea of political religion and François Furet. - Contact address: Department of Politics and International Relations, University of Oxford, Manor Road, Oxford, UK, OX1 3UQ richard.shorten@politics.ox.ac.uk. - A version of this paper was originally prepared for delivery at the Workshops in Political Theory conference held at Manchester Metropolitan University, 15th–17th September, 2004.
2 Cited in Hannah Arendt, Between Past and Future (New York: Penguin, 1968), p. 4
3 E.g. Margaret Canovan, ‘Beyond Understanding? Arendt’s Account of Totalitarianism’, Hannah Arendt Newsletter 1 (April 1999), 25-30. This state of affairs is not helped by the fact that Arendt never, strictly-speaking, defines the term ‘totalitarianism’. See Richard Bernstein, ‘The Origins of Totalitarianism: Not History, but Politics’, Social Research 69/2 (Summer 2002), p. 383.
4 Characteristically, Arendt writes that ‘[w]hoever in the historical sciences honestly believes in causality actually denies the subject matter of his own science… Belief in causality… is the historian’s way of denying human freedom which, in terms of the political and historical sciences, is the human capacity for making a new beginning’. Arendt, ‘Understanding and Politics (The Difficulties of Understanding)’ in Arendt, Essays in Understanding, 1930-1954, ed. Jerome Kohn (New York: Harcourt Brace & Co, 1994), pp. 319, 325 note 13.
5 Arendt, The Origins of Totalitarianism (New York: Harcourt, Brace and World, 1973); Eichmann in Jersusalem (New York: Viking Press, 1965); The Human Condition (Chicago: University of Chicago Press, 1958). The continuity of Arendt’s thought has long been contested, the prevalent view traditionally being that Arendt’s later studies little connect with the earlier analysis of totalitarianism. More recent surveys of her thought have done much to undermine this reading. Most notably, Margaret Canovan has, through attention to her unpublished writings, persuasively recast the ‘proper context’ of her corpus as a whole to be the problem of totalitarianism. Canovan, Hannah Arendt: A Reinterpretation of Her Political Thought (Cambridge: Cambridge University Press, 1992), p. 7. See also Richard Bernstein, Hannah Arendt and the Jewish Question (Cambridge, Mass.: MIT Press, 1996), p. 32; Ben Halpern, ‘The Context of Hannah Arendt’s Concept of Totalitarianism’ in Yehoshua Arieli and Nathan Rotenstreich, eds. Totalitarian Democracy and After (London: Frank Cass, 2002), p. 387; Agnes Heller, ‘An Imaginary Preface to the 1984 Edition of Hannah Arendt’s The Origins of Totalitarianism’ in Ferenc Feher and Agnes Heller, Eastern Left, Western Left: Totalitarianism, Freedom and Democracy (Cambridge: Polity, 1987), p. 244l; Steven Aschheim, ‘Nazism, Culture and The Origins of Totalitarianism: Hannah Arendt and the Discourse of Evil’, New German Critique 70 (Winter 1997), p. 121.
6 See, for instance, Domenico Losurdo, ‘Towards a Critique of the Category of Totalitarianism’, Historical Materialism 12/2 (2004), pp. 25-55. Losurdo renders it slightly differently to my formulation, capturing Arendt’s meaning as ‘the sacrifice of morals on the alter of the philosophy of history’. On this understanding, the laws of historical necessity in question throw the traditional constraints of morality out the window.
7 The Human Condition, pp. 52, 55.
8 Ibid., p. 7.
9 Tzvetan Todorov, Hope and Memory: Lessons from the Twentieth Century (Princeton: Princeton University Press, 2003)
10 Ibid., pp. 2-4
11 Ibid., p. 77. Consequently, following the precedent set by several other accounts, Todorov is able to both concede residual differences between the two, and concede the probability that neither expresses each of these features at all times. Max Weber’s definition of the ideal type is that it is formed by the one-sided accentuation of one or more points of view and by the synthesis of a great many diffuse, discrete, more or less present and occasionally absent concrete individual phenomena, which are arranged according to those one-sidedly emphasised viewpoints into a unified analytical construct... In its conceptual purity, this mental construct... cannot be found empirically anywhere in reality. See Max Weber, The Methodology of the Social Sciences, trans. and eds. Edward Shils and Henry Finch (New York: Free Press, 1903-1917/ 1949), p.90; italics added.
12 The self-interpretation of communism, for instance, might be summarised as a project, founded on Marxist-Leninist principles, concerned with the practical task of ‘building socialism’ in particular circumstances. Methodologically, it should be noted that Arendt takes ‘self-interpretations and self-understandings’ seriously, as a means of avoiding the reduction of events to surface effects of underlying trends. See, for example, Arendt, ‘On the Nature of Totalitarianism’, in Essays in Understanding, p. 338. However, this is not my primary point.
13 In this sense, for instance, communism would understand Nazism to be a counter-revolutionary, desperate attempt by capitalism to preserve power and fend off ‘genuine’ working-class revolution, while Nazism would perceive communism to be the acting out of a plot devised by ‘Jewish internationalism’.
14 Centrally, they become linked by the kind of similarities for which the standard ‘Cold War’ interpretations of totalitarianism are well-known for highlighting. The following draws heavily upon Dan Diner, ‘Remembrance and Knowledge: Nationalism and Stalinism in Comparative Discourse’ in Helmut Dubiel and Gabriel Motzkin, eds. The Lesser Evil: Moral Approaches to Genocide Practices (London: Routledge, 2004).
15 For this summary of the ‘liberal’ reading of totalitarianism see Michael Halberstam, Totalitarianism and the Modern Concept of Politics (New Haven, Conn.: Yale University Press), p. 6.
16 Hope and Memory, pp. 1-47.
17 Ibid., p. 9.
18 On the logic of the ideal type method, to reiterate, the ‘ideal’ of the imagined community behind this – Todorov calls this an ‘organically-unified’ community – quite conceivably might never be established in reality, though there is – Todorov thinks – a ‘list’ of ‘characteristics’ of this regime that are to be expected: a single-party system, state control of other public associations, and so on. Ibid., p. 15.
19 Ibid., p. 18.
20 Ibid., pp. 18, 19. Millenarianism is defined here as a form of religious heresy acting out violence in the anticipation of happiness in the here-and-now.
21 In the course of the nineteenth century, scientism splits off into two key variants: on the one hand, into a cult of ‘historical science’ (as represented by Marx); and, on the other, into a cult of ‘biological science’ (as represented by racist thinking in nineteenth-century European thought). The first, the insinuation is, paves the way toward left-totalitarianism, while the second is supposed to anticipate Nazism.
22 The Human Condition, p. 27.
23 Arendt herself, in this sense, emphasises the unmaking of organisational structures.
24 What is typical of the dominant conception is the invocation (in connection with one another) of ‘utopia’, ‘science’ and ‘religion’ as shorthand for the paradox of totalitarianism’s ultra-modernism and its resistance to modernity.
25 This concern is articulated early on in her thought. See Arendt, ‘Social Science Techniques and the Study of Concentration Camps’, ‘Understanding and Politics’ and ‘On the Nature of Totalitarianism’ in Essays in Understanding.
26 Peter Baehr, ‘Of Politics and Social Science: “Totalitarianism” in the Dialogue of David Riesman and Hannah Arendt’, European Journal of Political Theory 3/2 (April 2004), p. 193. The peculiar figures of speech that Arendt makes use of repeatedly indicate the impossibility of understanding totalitarianism on the basis of this assumption: ‘ideological nonsense’, ‘fabricated senselessness’, ‘human-made hell’, ‘atmosphere of unreality’, ‘insane consistency’, and so forth. These figures of speech appear at various points in The Origins of Totalitarianism. See Baehr, ibid., p. 194.
27 Arendt, ‘Religion and Politics’ in Essays in Understanding, p. 372. Arendt’s critique here is actually more complex. She draws a distinction between a ‘historical’ approach and a ‘social science’ approach. Functionalism features more largely in the latter.
28 Arendt, ‘Understanding and Politics (The Difficulties of Understanding)’ in EU, p. 309. Elsewhere Arendt is clear that nineteenth-century thought ‘may have foreshadowed th[e] event [of totalitarianism]’, and may well ‘help to illustrate it’, but in no sense did it ‘cause it’. Arendt, ‘Tradition and the Modern Age’, Between Past and Future, p. 26; italics added.
29 See Canovan, Hannah Arendt: A Reinterpretation of her Political Thought, p. 23; Samantha Power, ‘The Lesson of Hannah Arendt’, New York Review of Books April 29, 2004, p. 34.
30 See Dana Villa, Politics, Philosophy, Terror: Essays on the Thought of Hannah Arendt (Princeton, NJ: Princeton University Press, 1999), p. 92. Further, what she also makes clear is that what Hitler and Stalin did do was to perfect the logicality of these doctrines (broadly similar to Todorov’s notion of ‘scientism’ in totalitarian practice). See the discussion of Arendt and ideal types below.
31 Canovan, ‘Beyond Understanding?’, p. 27.
32 See Lotte Kohler, ed. Within Four Walls: The Correspondence between Hannah Arendt and Heinrich Blucher, 1936-1968 (New York: Harcourt Brace & Co, 1996), pp. 61-2, 64, 69, 71-3; The Origins of Totalitarianism, pp. 361-2, note 57; Baehr, ‘Identifying the Unprecedented: Hannah Arendt, Totalitarianism and the Critique of Sociology’, American Sociological Review 67/6 (2002), pp. 804-831
33 See Canovan, ‘Hannah Arendt on Totalitarianism and Dictatorship’ in Baehr (ed.), Dictatorship in History and Theory: Bonapartism, Caesarism and Totalitarianism. With regard to Weber’s ‘charismatic-leader’ type Arendt sees in neither Hitler nor Stalin any creative genius capable of inspiring, and dominating, the masses.
34 As Margaret Canovan understands Arendt’s theoretical treatment of totalitarianism, the use of ‘the general term “totalitarianism”… does not indicate an abstract Weberian ideal-type used simply to aid research into particular cases’, but rather the attempt to offer ‘an account of a logic of a situation in which modern human beings […] are liable to find themselves’. Canovan, ‘Arendt’s theory of totalitarianism: a reassessment’ in Dana Villa (ed.), The Cambridge Companion to Hannah Arendt (Cambridge: Cambridge University Press, 2000), p. 38.
35 Baehr, ‘Identifying the Unprecedented’.
36 Todorov, Hope and Memory, p. 78
37 E.g. Arendt, ‘Understanding and Politics’, p. 317; ‘On the Nature of Totalitarianism’, p. 355. This is the way in which Arendt imagines a ‘fictitious world’ to be maintained. See Jacques Taminaux, ‘The Philosophical Stakes in Arendt’s Genealogy of Totalitarianism’, Social Research 69/2 (Summer 2002), p. 438.
38 The Human Condition, pp. 7, 38-50.
39 See Dana Villa, Politics, Philosophy, Terror, p. 187
40 As a result, Arendt describes totalitarianism as the ‘political expression’ of ‘loneliness’. See The Origins of Totalitarianism, pp. 460-1.
41 Arendt, The Origins of Totalitarianism, pp. 465, 466.
42 Ibid., pp. 437-459.
43 This reading of Arendt’s project entailed in The Human Condition arises from Dagmar Barnouw’s suggestion that, aside from an attempt to address the implications technocracy and bureaucracy in late modernity, this work was an effort to articulate ‘a culturally secured quality of life which would defeat the senselessness of past mass destruction of human life’. Thus, drawing on this insight, Mary Dietz proposes that this work should rightly be taken under the rubric of ‘political theory as response to trauma’. On Dietz’s view, Arendt consciously fashions a ‘healing image’ in evoking the conception of the public realm as ‘the space of appearance’. The obstacle to this reading resides in the truism that nowhere in the text does Arendt make detailed or specific reference to the circumstances of totalitarianism and/ or Nazism. Indeed, when in the Prologue she does signal that her concerns are framed by a response to contemporary events – that she envisages ‘a reconsideration of the human condition from the vantage point of our newest experiences and our most recent fears’ – she cites two other such events. First, she points to the launch of the first space satellite in 1957. Second, she calls attention to the advent of ‘automation’, the portent of a ‘society of labourers without labour’. Nonetheless, Dietz’s move, drawing on insights gleaned from literary theory, is to describe the Nazi genocide as a ‘conspicuous exclusion’. ‘[A]dumbrated around the edges of [The Human Condition]’, she remarks, ‘is a theme that is saturatingly [sic] present but only as a felt absence’ . Viewed in this way, Arendt’s concept of the public realm as ‘the space of appearances’ becomes one, for Dietz, squarely intended to counter the totalitarian experiment enacted in the concentration camps. Thus, rather than an elitist, heroic, expressive, or antimodern conception, Dietz writes that ‘this space, where the condition of being a unique, individual, human personality is fulfilled in the ordinary glory of speaking and doing, is the absolute counter to “the disintegration of personality” that was achieved in the extermination camps, where the end result was “the reduction of human beings to the lowest possible denominator of ‘identical reactions’”’. Finally, therefore, Arendt’s conviction that the concentration camps are at the epicentre of totalitarianism would seem, on this reading, to prefigure the concerns of her later studies in a way that supports a unitary conception of her thought. See Dagmar Barnouw, Visible Spaces: Hannah Arendt and the German-Jewish Experience (Baltimore: John Hopkins University Press, 1990), p. 195; Mary Dietz, ‘Arendt and the Holocaust’ in The Cambridge Companion to Hannah Arendt, pp. 90, 93, 94, 95, 101-102; The Human Condition, pp. 5, 1, 4, and The Origins of Totalitarianism, pp. 447-457
44 Stephen Whitfield, Into the Dark: Hannah Arendt and Totalitarianism (Philadelphia: Temple University Press, 1980), pp. 134, 158-160; Noel O’Sullivan, ‘Hannah Arendt: Hellenic Nostalgia and Industrial Society’ in Anthony de Crepigny and Kenneth Minogue, eds. Contemporary Political Philosophers (London: Methuen, 1976), pp. 228-51.
45 On the case for reconnecting (normative) political theory with (interpretative and explanatory) political science see, for example, Paul Kelly, ‘Political Theory – The State of the Art’, Politics 26/1 (February 2006), pp. 47-53.
46 A point of clarification is called for. This is not to marginalise the significant normative implications that follow from Arendt’s thought as a whole. Rather, it is to (re)state that the systematic theory – set out most clearly in The Human Condition, and from which these implications follow – emerges out of the analysis of totalitarianism as a distinctive landmark in European political history. Viewed as such, it would seem likely that (in roughly equal measure) this theory both informs the analysis in the first place, and is, in turn, clarified in the light of the analysis.