Ausgabe 1, Band 2 – September 2006
Amnesties, pardons, and national reconciliations
Edson Luís de Almeida Teles
Summary: Making use of political philosophy and law, we approach the theme of the pardon and its implications in contemporary public policies, especially regarding the experiences of countries with authoritarian traditions, like Brazil, Argentina, Chile and South Africa. Considering the reflections on the theme of the pardon by Jacques Derrida and Hannah Arendt, we seek to understand the relationship of actions like amnesties, pardons, and national reconciliations to the tension between memory and forgetfulness of the violations of human rights. Rethinking the traditional idea of pardon when confronted with politics and law requires one to consider an intrinsic relationship between the concepts of democracy and crimes against humanity.
Keywords: human rights, democracy, memory, pardon
1. Introduction
2. Negotiated Transitions
The authoritarian regimes of the twentieth century have demonstrated an outstanding element of modern time: the dissolving of memory. In societies that discard tradition and the past in favor of a future objective, memory doesn’t influence the process of legitimizing political power. If tradition and the events of the past do not seem to be the criteria of social stability anymore, then the model of the social contract, i.e., the consent of the majority becomes more important. Volitional capacity, i.e., the ability to make rational choices, doesn’t have a social history and its formulation seeks a natural process to be accomplished by institutional regulation and political action. The depreciation of memory in modern times is not due to a mere lapse, but to the rise of certain concepts and principles of action for political power, e.g., sovereignty, the general will, efficiency, etc.
For modern thought each person’s behavior, public opinion and institutions have become elements of a calculated political logic, transforming action into a process that follows predetermined stages. The technique of the action is the consequence of the specialization of politics, a procedure in which only those qualified by the technique are enabled to participate. In current democracies, the citizens have distanced themselves from the public dialogue, not only due to the lack of practicality (there is great difficulty in gathering all of the individuals at the same time), but because they have distanced themselves politically as well (the current indifference for political issues is more than obvious). They also lack a particular knowledge of the political process which is reserved for their representatives, the professional politicians.
In turn, although dictatorial regimes have usurped freedom of expression and imposed a severe control of information in the public realm, the imposition of forgetfulness was perpetrated by intervention in the most hidden spheres of society. Governments that violated human rights turned the manipulation of information into an efficient tool of social submission; because the inverse of this, i.e., the use of memory narrated freely, would become an inopportune instrument of resistance and condemnation of these regimes. Therefore, any attempt to return to the plots of the past would be rendered as an act of sabotage against the negotiated transitions.
3. (In)justice in the New Democracies
4. National Reconciliation and Amends
In Chile, the military granted itself amnesty already in 1978, thus trying to legalize the regime long before it was feasible to think about a transition to democracy. Pardon laws were decreed by the government of Conciliación (Reconciliation) in 1989. With the return of civilians to power in 1990, the Comisión Verdad y Reconciliación (Commission for Truth and Reconciliation) was created. Its purpose was to establish a record of the disappearances and deaths, including investigations about the locations of the missing and dead. At the same time the commission recommended indemnifications and compensations to the victims or their families. At the beginning of the current decade, leaders of the former military regime were to be tried and condemned for human rights violations. The most well known result of this was the detention of former dictator Augusto Pinochet for prosecution for frauds related to the public treasury.
In Argentina, the downfall of the military regime occurred at a moment in which the credibility of the Armed Forces suffered a serious crises as the result of the disastrous expedition in the Guerra das Malvinas (Falklands War). With the intention of learning about human rights violations during the dictatorship, the Cómision Nacional sobre la Desaparición de Personas (National Commission on the Disappearance of People) was founded in 1983. It was known popularly as Comisión Sábato because it was presided over by the writer Ernesto Sábato. With total contempt for the findings of the commis-sion, the laws of Punto Final (Final Point) were promulgated in 1986 and those of Obediéncia Debida (Owed or Proper Obedience) in 1987, with the intention of appeasing the exalted spirits among the military, who at that time reacted with pressure on President Raul Alfonsin and revolted against the investigations concerning the dictator-ship. Nevertheless, in this country some leaders of the dictatorship were also taken to the tribunals and punished. This worsened the conflict between society, the military and the political establishment. In the Argentinean case, as in the Chilean, there was also a conflict between the politics of forgetfulness and the punishment. Tensions increase as these practices are deepened, just like one revengeful action begets another.
In contrast, by valuing the narratives of the past, the South African society tried to recover the memory of the painful moments from the official burial of this information in an attempt to suture the wounds that distance punishing and forgiving. Well aware of the post-dictatorship experiences in Latin America, South Africa created the Truth and Reconciliation Commission (TRC) , which determined procedures of confession and apology. Each witness of violence who made his/her deposition before the TRC gave account of the torture, abuses and lies of the repressive forces. Those who thus contribu-ted to the survivors’ mourning or even to the judgment of the ones who didn’t present themselves to the Commission would receive the pardon. In spite of the innovation in the treatment of the narratives, nothing guarantees the effectiveness of the pardon because there are elements of subjectivity that are not yet analyzed and this is still an ongoing process. However, we can say that the reconciliation can be viable after a procedure for confession, but it will hardly happen where there is no such initial stage. The TRC was characterized by two innovations in relation to the other Latin American experiences: firstly, the Commission listened to the testimony not only of the victims (which is the case of the Laws of Recompense in Brazil, and of the Truth Commissions in Chile and in Argentina), but also to the testimony of the officials and military responsible for the killing and torturing; secondly, the TRC made these experiences public by publishing the narratives which emerged from its jurisdiction. This had an impact on society, on its subjectivity and even on the public politics adopted later.
5. Ethical and Legal Responsibility:the Question of Guilt and Judgment
Our ethical considerations build mainly around examples and concepts of what is correct. Frequently, the conduct of the criminal is not studied. The horror of the crimes of the dictatorships is about the worst that anyone with a healthy mind could imagine. In democracies, these excesses are not thought of as questions regarding the fundamental ethical topics, but as a purely institutional occurrence, as if what happened had been just a result of conflict among violent and radicalized sections of society. This gives birth to the idea of excessive action, but supposedly just against those who made the wrong political choice. Inside of that thought, if other people besides the violent segments were affected, this happened because of the uncontrollable characteristics inherent to the violence in politics. It is a frequent view, mainly held by the victims or their relatives, that the most shocking aspect of the post-dictatorship era is the behavior of the democrats, even more than the behavior of the criminals, in facing the great fear of the disclosure of the past.
These situations take us to the need of rethinking our ethical categories and also our judicial ones. The ambiguity found regarding the crimes against humanity is due to the fact that on one hand, the people prefer to forget the traumas and to opt for actions to pacify society. This is comprehensible as an attempt to put an end to the experienced suffering. On the other hand, people are shocked by the reports of the committed crimes and the impunity of the perpetrators. If a certain sense of justice makes us think of punishment, that same common sense informs us that not all our desires are viable.
Research by the North American political scientist Anthony Pereira states that the political repression in Brazil reached much smaller figures of dead and political missing persons than in countries like Argentina and Chile, even with a regime of longer duration, because there was a “judicialization of repression.” In Brazil about 400 people disap-peared and died - in Argentina 20,000 and in Chile 5,000. In Brazil 7,378 processes were opened, at the Argentinean tribunals this number reached 350 processes, and in Chile about 6,000. I cite an interview with Anthony Pereira:
Because the crimes against humanity were actions carried out as operations of the repressing State, they were generally carried out with the legal consent of the consti-tutions granted by these regimes. The explicit racism of the South African constitution is worth mentioning because it classified the people as white, black and colored and established segregated territories for the different ethnic groups. The authoritarian regimes of the the twentieth century differ in this from the tyrannies of previous times: everything happened inside an imitation of legality and even in the name of the law.
Up to now we have examined considerations regarding guilt and personal responsibility within a dictatorship, especially those perpetrators of crimes against humanity. Now it is also necessary to contemplate vicarious responsibility, i.e., the situation of the responsible individual for things in which he/she did not participate actively. We know that it is not possible to feel guilt for something that was not done. Guilt is something strictly personal and it doesn’t refer to intentions and potentialities. Responsibility differs from the legal and judicial definition of guilt, because it has its origin in political action and refers to social relationships in the public sphere. However, if the political questions send us to the collective sphere, the problems of ethical or legal origin have a point in common different from politics: the reference is the individual, or the action of a single person. Thus, it is possible to point out two necessary conditions for establishing collective responsibility: first, a person may be considered responsible even if he/she did not participate actively at the event; and second, the reason for this responsibility is membership in the offending group. Now we can propose a differentiation between the collective responsibility of political origin and the legal or ethical fault of personal character. In Hannah Arendt’s words we find the political condition of the collective responsibility:
6. Amnesty and Pardon
The most frequent use of amnesty in the Occident has been to put an end to civil conflicts or revolutions. It is used as a military measure to interrupt hostilities such as the case of the American Civil War. It has also been use to contain political conflicts and to restore ‘harmony’ in the social life and politics of a nation. The amnesty granted by the American President Gerald Ford to his predecessor Richard Nixon in the Watergate scandal is an example of this. Amnesty has been granted to members of governments charged with corruption or human rights violations in order to make them non-imputable. One should notice that amnesty granted to political prisoners by authoritarian regimes pretends exactly the opposite, i.e., to undo an injustice committed in the past (in general by the state), and to return citizenship to the affected individual. However, amnesty is usually a result of political negotiation in which criminals of the recent past are granted non-imputability as a form of political and social pacification.
The real proposition of an amnesty - and this can be verified in practice - is not to promote national reconciliation or to decrease feelings of revenge in a nascent democracy, but to make it possible for affected people to participate in the daily life of a nation. In transitions in which the democratic sectors don’t possess the necessary strength and conditions to find a fair solution for the committed human rights violations, i.e., to punish those responsible, amnesty is used to assure the continuity of the process of democratic retaking. Without amnesty the conflict could get out of institutional control. Cases in which injustice is perpetuated when the military or corrupt individuals discredit the concept of amnesty need to be questioned on the basis of their ethical merits. Because in many cases amnesties have been promulgated by governments who were involved in crimes against humanity to protect their own interests, the Statute of Rome and the International Penal Tribunal (TPI or International Criminal Court) were created. Accor-ding to these international instruments of human rights, crimes against humanity can not be annulled and these amnesties are void. Rulers who forgive torturers before trying them might have to face up to the international penal courts.
The Truth Commissions created in some Latin American countries (Peru, Bolivia, Uruguay, Chile, El Salvador and Haiti) and in South Africa have been an attempt to solve the dilemma of forgiving or condemning the rulers and the military involved in these crimes. The Commissions were established as a type of pre-judgement of the torturers and political murderers because they act independently of any judiciary action, but they have frequently been used as an alternative to justice. This is because while the Truth Commissions find enough facts and findings to incriminate those responsible for crimes against humanity, those responsible for the crimes are often still in powerful positions within the democratic State. A pardon can be useful for political transitions, but it often falls short of what should be done with respect to the obligation of processing and punishing those responsible for human rights violations. A Truth Commission could serve the valuable purpose of justice, collecting evidence for subsequent judgments, if it were organized independently from government and political institutions. However, institutions and rulers rarely grant this status to the commissions.The contemporary democracies evolved from authoritarian regimes are born of a fragility that is inherent to them; for they are political orders of diversified compositions which don’t eliminate conflicts but look for a peaceful coexistence among the different groups. They end up aligning themselves with those who previously were responsible for the violations. The lack of courage and political will of the political elite as well as the fragile organization of the different social groups add to this condition.
Amnesties have their function in creating the conditions for the reinstallation of democracy, but they don’t guarantee the end of the conflicts generated by the crimes committed by authoritarian regimes. Traumatic political memoirs are like a mark or scar that political plastic surgery has difficulty covering. If by definition of the international court, crimes against humanity are unforgivable, there are enormous difficulties in the pragmatic process of doing justice. In principle, effects of a pardon granted by amnesty laws are limited, because forgiveness is a prerogative of the victims, not of a majority of the members of a given society, or still, of their political or judicial representatives. Because these crimes target victims in their human condition, it can be said that a pardon is humanity’s prerogative. The procedure should be preceded by a confession which recognizes guilt and, if possible, by a request for pardon in the public realm in order to guarantee legitimacy and publicity and to lend authenticity to offenses that happened in the past.
7. Acting Democratically
Modern political theory considers democracy as a system of government that is based on the process of dispute among organized interest groups forming political parties, which are elected by vote. This procedure delegates to the representatives the function of deciding what the problems are and how to solve them. Elections exercise the function of rotating the occupants of the political positions in the government, thereby avoiding the installation of an authoritarian regime. On the other hand, it is a function of elected representatives to leave channels open for stabilizing interested political wills through the general will expressed by the State in order to moderate conflicts and desires. In addition to the sphere of the institutions - the State, political parties and the judicial system - democracy also consists of the participation of society through social organizations and special interest groups. The political structure presupposes public voicing of different perspectives and the freedom of expression to determine public opinion.
One of the problems of the political rights is that the illusion of consensus doesn’t last more than moments; losing strength the more time for political activity is needed. The danger is in paralyzing the fundamental element of politics: the freedom to act. For Hannah Arendt, this freedom is intimately related to the capacity of men and women to begin something unusual whenever they act together in the public realm and through speech. Freedom lies not in the choice of this or that way presented in the public realm, but in the possibility to act among other people without hindrance and without obscuring the narratives.
Normative consensus which is characterized by pluralism at the institutional level seeks to establish a non-contradictory diversity by appeasing social differences and by establishing reconciliation as a central and neutral axis. Central, because this recon-ciliatory axis resides in the centralized institutions of political power (the State, the parties, traditional social organizations, etc.) and neutral, because the language adopted by the consensus requires a peculiar discipline dealing with the antagonisms and confrontations of the social plurality. However, of the whole recent repertoire of countries reconstructing democratic systems, the tension between memory and forgetfulness has turned into a most dramatically staged controversy. Between revelation and concealment, proof and denial, subtraction and restitution, the gestalt of the memory remains latent because the subject of human rights violations notoriously puts the image of corpses without burial into the narratives of the social body. The image of an historical mourning is not completed. The sense of loss is not assimilated. Both maintain the unfinished mourning.
The memory of human rights violations that have been recorded in books, commemo-rative plates and recompense laws creates a lineal progression of the elements, but without the resources the reports and narratives have like recombining ends and beginnings, altering pauses, going back and forth, without any subordination to pre-determined rules. As such the memory as the re-collector and the re-creator of alternative critical reflections to the programmed continuity of the institutions is curtailed. The transitions from authoritarian regimes to democratic ones have presented the subject in two ways: on the one hand, it shows the importance of remembering through positive institutional actions; on the other hand, it pronounces forgetfulness as a sepulcher of the pains of the past.
8. The Therapy of Memory
Among the ideas raised in this project, we can identify three conflicting and paradigmatic movements in the political memory of transitions from authoritarian regimes to new democracies: forgetfulness, punishment and excuse. Forgetfulness takes place through the amnesty laws. In this case the proposition is that the political institutions apply a social amnesia. However, unable to undo the histories of violence, forgetting generates repression and depending on the case, more violence, creating anomalies in the new or renewed democracies. Punishment is the opposite of forgetfulness and works as a form of revenge. Punishment refers to the retaking of the past political process, bringing the lived and unresolved feelings and emotions back to the surface. Excuse is generally structured through truth commissions, by which punishment is exchanged for the confession of the committed crimes (the indult). The narrative of the past, told by the executioner or by the victims, opens up the possibility of beginning something new by relieving paralyzing and morbid emotional and social loads. In all of these situations the concept of pardon is central to reflection.
To arrive at the exceptional moment of the pardon, it is necessary that all involved parts, the uniqueness of the victim and of the aggressor, mediated by the political institution as a third party, understand each other regarding the nature of the crime, about who is to blame and for what he or she is to blame, and also concerning the harm done to life within the society. This is something extremely difficulty to accomplish in a county with an authoritarian inheritance. It is within this ambiguity where the concept of pardon can be useful to begin reconciliation knowing that it will be impossible to fully realize it.Lawsuits interfere with the emerging democracies. In Hanna Arendt’s concept of action, politics is not envisioned as a final product, but as a procedure of relationships; also the process of the pardon adapts to a political and judicial possibility that, after once having been initiated, should not necessarily conclude in a pardon. This action seems to have the sole character of a political strategy or a memory therapy, trying to overcome the hate and the pain provoked by a painful past. Beyond these considerations, every apology of the pardon can be characterized as simple rhetoric or subterfuge to disengage from justice and politics.
Notes
1 Edson Teles is pursuing a Master’s Degree and a PHD in political philosophy at the University of São Paulo (USP) with the support of Fapesp. He is a researcher at the Instituto de Estudos sobre a Violência do Estado (IEVE; Institute of Studies on State and Governmental Violence) and the coordinator of the site www.desaparecidospoliticos.org.br. He is an editor of “Cadernos de Ética e Filosofia Politica” (“Notebooks of Ethics and Political Philosophy”) in the Department of Philosophy, Letters and Humanities at USP (FFLCH/USP). The “Notebooks ...” is published by the publishing house Humanitas.
Translation by Wolfgang Korres. Final version includes editing suggestions by Prof. Joel H. Busch, Pacific Palisades, California.
2 Of all of the crimes committed by the authoritarian regimes, the most repugnant maybe that of the disappearance - it is a process in which the victim is arrested and tortured for some time, before being murdered and to have his/her body hidden away. This has been a practice that left very clear the dictators' intention not to be processed or incriminated in the future. The regime gets rid of the political opponent without the need of legalizing his/her detention and of proving his/her fault, besides terrifying the relatives and any opposition. The physical destruction of the political opponent without giving any answer to society seems to have initiated in the sixties, in Guatemala, where for the first time the word disappeared was used to designate the victims of the repressing state. It is adopted as governmental politics during dictatorial regimes and reaching fateful numbers in Chile (4.000) and in Argentina (9.000) - according to estimates of human rights and family entities. In Brazil, where we have about 160 political missing persons, the Law of Amnesty, in one of its articles, disposes on the supply of certificates of ‘supposed death ' for the people who disappeared during the military regime
3 Aware of the national problems and limitations reemerges the interest for an international jurisdiction capable to process the accused for crimes against humanity. This jurisdiction, signed by 120 countries in 1998, in the document “Statute of Rome”, in the city of same name, became only valid from this date on. Certain countries already hold reciprocal and own agreements for which the national amnesties didn't have any validity (this was the case of Pinochet's prison, in England, in 1998, at the request of a Spanish judge).
4 DALLARI, Dalmo de Abreu, “Crimes sem anistia”. In: TELES, Janaína (org.), Mortos e desaparecidos políticos: reparação ou impunidade? São Paulo: Humanitas, 2000, p. 23-25.
5 Because of social interest, the amnesty seeks to turn anybody non-imputabel that, presumably, has committed some crime, although there may not exist any certainty of guilt and not even a condemnatory process. Yet the pardon is granted to people that have been condemned for their crimes. The cases of criminals who assume publicly their crimes are included in the pardon as, for instance, violators of human rights who have admitted their crimes at the Truth and Reconciliation Commission of South Africa.
6 The idea of “general attack” was formalized juridically by the definition of crimes against humanity, in the Statute of Rome, creator of the International Penal Tribunal. It is defined that those crimes are against humanity if committed by politics of a state or an organization.
7 CHAUÍ, Marilena, “A tortura como impossibilidade da política”. In: I Seminário do Grupo Tortura Nunca Mais. Petrópolis: Vozes, 1987, p. 32.
8 ARENDT, Hannah, Responsabilidade e julgamento. São Paulo: Cia. das Letras, 2004, p. 89.
9 The model of this idea was the Lei de Obediencia Debida, approved by the National Congress of Argentina, in 1987.
10 ARENDT, Hannah, Sobre a violência. Rio de Janeiro: Relume-Dumará, 2000, p. 33.
11 GASPARI, Elio, A ditadura envergonhada. São Paulo: Cia. das Letras, 2002, p. 142.
12 Anthony Pereira, Interview for the newspaper Folha de S. Paulo of 5th of April of 2004, p. A10. The book with the completes of this work should be published in 2007, under the title Political (In)Justice: National Security. Legality in Brazil and the Southern Cone (University of Pittsburgh Press).
13 ARENDT, Hannah, Responsabilidade e julgamento. São Paulo: Cia. das Letras, 2004, p. 225.
14 The NGO ‘Amnesty International’ was founded in December 1961, by the English lawyer Peter Benenson, instant in which the term 'prisoner of conscience' was coined, aiming to render solidarity to anyone who is persecuted by authoritarian regimes.
15 RIBEIRO, Renato Janine, A sociedade contra o social. O alto custo da vida pública no Brasil. São Paulo: Cia. das Letras, 2000. p. 11.
16 Cf. ARENDT, Hannah, A condição humana. Rio de Janeiro: Forense Universitária, 1997, p. 253.
17 DERRIDA, Jacques, El siglo y el perdón. Buenos Aires: Ediciones dela Flor, 2003, p. 9.
18 As crimes against the humanity just qualify those offenses which are practiced within the framework of a "general attack" on a population, which has been generating controversies. There is doubt, for instance, if the crimes of the military regime in Brazil can be qualified as "crimes against humanity", in other words, a "general attack" or only an attack on small groups without social representation. However, to my understanding, the definition of the Statute of Rome, in its art. 7.º seems to be clear: "the term 'attacks against a civilian population' is understood as any conduct that involves the multiple practice of actions referred to in paragraph 1.º [ tortures, disappearance, political murder etc] against a civilian population, in agreement with the politics of a state or of an organization practicing those actions or pursuing such politics.”
19 .RIBEIRO, Renato Janine, A democracia. São Paulo: Publifolha, 2001, p. 15 and 22.
20 Idem, ibidem, p. 38.
21 RANCIÈRE, Jacques, O desentendimento — política e filosofia. São Paulo: 34, 1996, p. 102 and 112.