Ausgabe 1, Band 1 – Februar 2005
The Frailty of Action
Theresa Calvet de Magalhães
But she had also announced, in this Postscriptum, that modern thinkers have always covered with metaphysical fallacies these phenomenological features. In the “Introduction” to Willing, Arendt explicitly says that the phenomena she has to deal with, in this second volume of her work, “are overlaid to an extraordinary extent by a coat of argumentative reasoning, by no means arbitrary and hence not to be neglected but which parts company with the actual experiences of the willing ego in favor of doctrines and theories that are not necessarily interested in ‘saving the phenomena’” (Willing, p. 3). What I tried to elucidate at the above mentioned Colloquium on Hannah Arendt, in Campinas (São Paulo), was how, in Willing, she saves the phenomena from the conceptual fallacies that cover or overlay them.
At the very beginning of Willing, Arendt observes that “[i]t is in the nature of every critical examination of the faculty of the Will that it should be undertaken by “professional thinkers” (Kant’s Denker von Gewerbe), and this gives rise to the suspicion that the denunciations of the Will as a mere illusion of consciousness and the refutations of its very existence, which we find supported by almost identical arguments in philosophers of widely different assumptions, might be due to a basic conflict between the experiences of the thinking ego and those of the willing ego” (p. 4). And “[a]lthough it is always the same mind that thinks and wills”, says Arendt, “it is by no means a matter of course that the thinking ego’s evaluation can be trusted to remain unbiased and “objective” when it comes to other mental activities” (p. 4). In the last section (“The abyss of freedom and the novus ordo seclorum”) of her “Conclusions” of Willing, she once more insists that “every philosophy of the Will is conceived and articulated not by men of action but by philosophers, Kant’s “professional thinkers”, who in one way or another are committed to the bios theoretikos” (p. 195). We cannot, then, expect from “professional thinkers” a fair estimate of the willing faculty.
The experiences of the thinking ego are not the starting point of Arendt’s dismantling of the faculty of the Will: according to her, the “internal evidence of an I-will” has to be taken as “sufficient testimony to the reality of the phenomenon”, and since she agrees with Gilbert Ryle (and many others) that this faculty was unknown to Greek antiquity, she must then accept what Ryle, in The Concept of Mind [1949], rejects, namely, that the faculty of the Will “was indeed “discovered” and can be dated” (Willing, p. 5). In other words, and she had already said this in the Postscriptum to Thinking, Arendt analyses here the Will in terms of its history.
The Will as such, insists Arendt, in the last section of Chapter II of Willing, cannot escape the intrinsic conflict which crosses its freedom: “the Will’s redemption (...) comes from the act which (...) interrupts the conflict between velle and nolle” - between the capacity of willing and nilling – or in other words, “the Will is redeemed by ceasing to will and starting to act, and the cessation cannot originate in an act of the will-not-to-will because this would be but another volition” (Willing, pp. 101-102). The Will’s redemption cannot be mental, and it is in this context of the notion of a redemption of the Will through action that the theme of the beginning is mentioned. Augustine introduces a supplementary element, when he confronts the temporality of the human faculties with the eternity of God, in the last of his great treatises, De Civitate Dei [413-426], and Arendt resumes here the scope of this confrontation for the phenomenology of the Will: God, “himself eternal”, and therefore “without beginning”, not only created time and the world (“the world was made not in time, but simultaneously with time”), but He created man as essentially temporal, and not only as a creature who just lives “in time”. The creation of the world does not coincide with the creation of man, and to mark this difference Augustine uses the word initium for the creation of man, and the word principium for the creation of the heaven and earth (De Civitate Dei, bk. XI, chap. xxxii). God created man as a new beginning in order that there may be novelty. This power to take initiative in the singular cannot be dissociated from Man’s character of individuality which manifests itself in the Will: with man, writes Arendt, “a being came into the world that (...) could be endowed with the capacity of willing and nilling” (Willing, pp. 108-109). And she can, then, conclude: “if Augustine had drawn the consequences of these speculations, he would have defined men, not, like the Greeks, as mortals, but as “natals”, and he would have defined the freedom of the Will not as the liberum arbitrium (...) but as the freedom of which Kant speaks in the Critique of Pure Reason" (Willing, p. 109), that is, the faculty of spontaneously beginning a series of successive things or states (Critique of Pure Reason, B 474).
My work on the theme of the redemption of the modalities of the vita activa in Arendt, and, to be more specific, on the redemption of action in the last two sections (“Irreversibility and the Power To Forgive”, and “Unpredictability and the Power of Promise”) of Chapter V (Action) of The Human Condition, aims at retaking Arendt’s analysis of the chief character of action - its frailty - and to expound its relation to moral activity in the two last sections on forgiving and binding oneself through promises of her chapter on action.
The description of the activity that The Human Condition introduces as “the only activity that goes on directly between men without the intermediary of things or matter”, and as an activity which “corresponds to the human condition of plurality, to the fact that men, not Man, live on the earth and inhabit the world” (HC, p. 9), heightens two outstanding characters of action - its inherent boundlessness, and its inherent unpredictability, but also its futility, its frailty, and the irreversibility of the process started by acting (HC, pp.171, 174, 208-209). In Arendt’s analysis, action itself, the spontaneous beginning of something new, appears altogether ambiguous and paradoxical:
“the human capacity for freedom (...), by producing the web of human relationships, seems to entangle its producer to such an extent that he appears much more the victim and the sufferer than the author and doer of what he has done. Nowhere, in other words, neither in labor, subject to the necessity of life, nor in fabrication, dependent upon given material, does man appear to be less free than in those capacities whose very essence is freedom and in that realm which owes its existence to nobody and nothing but man” (HC, pp. 209-210).
To act is both to exercise freedom and to lose it. Not only men of action, but also men of thought have always searched a substitute for this paradoxical character of action. For Arendt, the attempts to escape from the frailty of strictly human affairs amount to the abolition of the public realm itself. In her view, the hallmark of all these various attempts to retreat from politics altogether, or to destroy the web of human relationships altogether, is the concept of rule, that is, “the notion that men can lawfully and politically live together only when some are entitled to command and the others forced to obey” (HC, p. 198). We find, already in Plato, such an escape, says Arendt, and also an interpretation of action in terms of fabrication. The vocabulary of political theory and political thought testifies the persistence and success of this transformation of action into fabrication. But this is not the object of my present work.
For Arendt, these two forms of redemption are inherent in action itself, and depend on plurality:
“Without being forgiven, released from the consequences of what we have done, our capacity to act would, as it were, be confined to one single deed from which we could never recover; we would remain the victims of its consequences forever (...). Without being bound to the fulfillment of promises, we would never be able to keep our identities; we would be condemned to wander helplessly and without direction in the darkness, of each man’s lonely heart (...) – a darkness which only the light shed over the public realm through the presence of others, who confirm the identity between the one who promises and the one who fulfils, can dispel. Both faculties, therefore, depend on plurality, on the presence and acting of others (...); forgiving and promising enacted in solitude or isolation remain without reality and can signify no more than a role played before one’s self” (HC, p. 213; my emphasis).
These two intrinsic modes of redemption were unknown to the Greeks. It was Jesus of Nazareth who discovered “the role of forgiveness in the realm of human affairs”. The fact that this discovery was made in a religious context, argues Arendt, “is no reason to take it any less seriously in a strictly secular sense”. According to Arendt this discovery sprang from an authentic political experience whose first germ may be seen in the Roman principle parcere subjectis: “The only rudimentary sign of an awareness that forgiveness may be the necessary corrective for the inevitable damages resulting from action may be seen in the Roman principle to spare the vanquished (parcere subjectis) – a wisdom entirely unknown to the Greeks – or in the right to commute the death sentence, probably also of Roman origin (…)” (HC, p. 215).
The faculty to make and keep promises, as one of the remedies inherent in action, was also unknown to the Greeks. We may trace it back, according to Arendt, “to the Roman legal system, the inviolability of agreements and treaties (pacta sunt servanda)”, but we could also consider Abraham, “the man from Ur”, the discoverer of the power of covenant or mutual promise. At any rate, argues Arendt, “the great variety of contract theories since the Romans attests to the fact that the power of making promises has occupied the center of political thought over the centuries” (HC, p. 219). The act of making promises redeems action from the predicament of unpredictability that this activity owes not only to “the basic unreliability of men who never can guarantee today who they will be tomorrow”, which is the price they pay for freedom, but also to “the impossibility of foretelling the consequences of an act within a community of equals where everybody has the same capacity to act”, which is the price men pay for plurality and reality (HC, p. 219). Or, in other words, the faculty of promising “corresponds exactly to the existence of a freedom which was given under the condition of non-sovereignty” (HC, p. 220). In Arendt’s view, the force of mutual promise or contrat is the force that keeps together or binds all those that interact, by setting up “isolated island of certainty”, that is, “certain islands of predictability” and “certain guideposts of reliability” in what remains an “ocean of uncertainty” (HC, p. 220). According to Arendt, sovereignty “assumes, in the case of many men mutually bound by promises, a certain limited reality. The sovereignty resides in the resulting, limited independence from the incalculability of the future, and its limits are the same as those inherent in the faculty itself of making and keeping promises” (HC, p. 220). Nietzsche, “in his extraordinary sensibility to moral phenomena”, recalls here Arendt, not only “saw in the faculty of promises (the “memory of the will”, as he called it) the very distinction which marks off human from animal life”, but “saw with unequaled clarity the connection between human sovereignty and the faculty of making promises”, in the second treatise of his work Zur Genealogie der Moral (HC, p. 221).
Arendt seeks then, with forgiving and making promises, “moral” norms that do not rest on a possibly higher faculty than action or on experiences exterior to its realm. To be valid politically, morality can only support itself on remedies inherent in action, that is, on remedies that “arise directly out of the will to live together with others in the mode of acting and speaking”; as moral precepts, therefore, “readiness to forgive and to be forgiven, to make promises and to keep them (…) are like control mechanisms built into the very faculty to start new and unending processes” (HC, p. 221). The fact of natality, in which the very capacity for beginning or the capacity for action is rooted, is then what “saves” the realm of human affairs.
The foregoing remarks have been intended as a mere outline of the research project I am writing. They indicate that a finer analysis of the text of The Human Condition reveals authentic political experiences that bestow upon human affairs faith and hope, “two essential characteristics of human existence which Greek antiquity ignored altogether “ (HC, p. 222), and a variety of political experiences that our tradition of political thought has eliminated or excluded from articulate conceptualization.
Notes
1The present paper is part of a larger research project I am developing as a professor at the Federal University of Minas Gerais, in Belo Horizonte (Brasil), at the Department of Philosophy. I am particular grateful to the DAAD (the German Academic Exchange Service) and CAPES (Brasil) for a three month grant which provided me with this unique opportunity for carrying out my research at the Hannah Arendt Archiv, at the Carl von Ossietzky University, in Oldenburg. In January 2002, the Forschungskolloquium: Politische Theorien der Moderne offered me the opportunity to present a first version of my work. I want to express my sincere thanks to Professor Antonia Grunenberg and to Professor Zoltan Szankay for their most helpful comments and criticism on this first draft of my paper and for their warm welcome during my whole stay in Germany. Stefan Ahrens and Bettina Koch deserve a special measure of thanks for showing patience, encouragement, and concrete help while I was doing my work, and for the lively exchange of ideas.
2H. Arendt, “On Hannah Arendt”, in: Melvyn A. Hill (ed.), Hannah Arendt: The Recovery of the Public World, New York, St. Martin’s Press, 1979, p. 305.
3H. Arendt, The Human Condition [HC], Chicago, University of Chicago Press. The Human Condition owes its origin to a series of lectures, delivered in April, 1956, at the University of Chicago, under the title “Vita Activa”. German edition: Vita activa oder Vom tätigen Leben, Stuttgart, Kohlhammer, 1960.
4J. Taminiaux, La fille de Thrace et le penseur professionnel. Arendt et Heidegger, Paris, Payot, 1992
5Edited by Ingeborg Schüssler, these lectures were published in 1992 (M. Heidegger, Gesamtausgabe, vol. 19, Platon: Sophistes).
6H. Arendt, The Life of the Mind (Mary McCarthy, ed.). Vol. I: Thinking; Vol. II: Willing, New York, Harcourt Brace Jovanovich, 1978. In 1975, in the “Description of Proposal” to Introduction into Politics, Arendt writes that The Human Condition “actually is a kind of prolegomena to the book which I now intend to write. It will continue where the other book ends” (Box 23, Special Correspondance, Rockefeller Foundation).
7See also the Conclusion to the course she gave, in 1971, on the History of the Will, in New York, at the New School for Social Research (Box 44, Subject File, Courses, History of the Will).
8Cf. M. Heidegger, Gesamtausgabe 24, p. 3.
9J. Taminiaux, “Arendt, disciple de Heidegger?”, Études Phénoménologiques, No 2 (1985), pp. 121-123.
10Cf. J. Taminiaux, La fille de Thrace et le penseur professionnel, p. 36.
11See also here R. Peeters, “La Vie de l’Esprit n’est pas contemplative. Hannah Arendt et le démantèlement de la Vita Contemplativa”, in: A.-M. Roviello and M. Weyemberg, Hannah Arendt et la modernité, Paris, Vrin, 1992, pp. 9-26, and F. Xarão, Política e Liberdade em Hannah Arendt, Ijuí, Unijuí Press, 2000, pp. 93-96.
12Th. Calvet de Magalhães, “Hannah Arendt e a desconstrução ‘fenomenológica’ da atividade de querer”, Anais do Colóquio Hannah Arendt (June 2000), Campinas, Unesp Press, 2002 (in print).
13That is, Hannah Arendt announces, in this Postscriptum, that she will analyze, in the second volume of The Life of the Mind, the faculty of the Will in terms of its history.
14The moment we turn our mind to the future, says Arendt, we are concerned with projects, and “just as the past always presents itself to the mind in the guise of certainty, the future’s main characteristic is its basic uncertainty... . In other words, we are dealing with matters that never were, that are not yet, and that may well never be” (Willing, p. 14).
15Remembrance, as Arendt had already said in the first volume of The Life of the Mind, has a natural affinity to thought: all thoughts are strictly speaking after-thoughts (Thinking, p. 78, and p. 87).
16.H. Arendt, Between Past and Future: Eight exercises in political thought, New York, Viking Press, 1968, p. 167.
17“If it were true that sovereignty and freedom are the same, then indeed no man could be free, because sovereignty, the ideal of uncompromising self-sufficiency and mastership, is contradictory to the very condition of plurality. No man can be sovereign because not one man, but men, inhabit the earth” (HC, p. 210; my emphasis).
18.Not only “he who acts never quite knows what he is doing,”, and “always becomes “guilty” of consequences he never intended or even foresaw”, but “no matter how disastrous and unexpected the consequences of his deed he can never undo it” (HC, p. 209).
19According to Arendt, human plurality “is specifically the condition – not only the conditio sine qua non, but the conditio per quam – of all political life” (HC, p. 10) .
20.“But the fact that the same who, revealed in action and speech, remains also the subject of forgiving is the deepest reason why nobody can forgive himself; here, as in action and speech generally, we are dependent upon others, to whom we appear in a distinctness which we ourselves are unable to perceive” (HC, p, 218).
21“It is therefore quite significant, a structural element in the realm of human affairs, that men are unable to forgive what they cannot punish and that they are unable to punish what has turned out to be unforgivable” (HC, p. 217).