Ausgabe 1, Band 9 – November 2018
A book never written
The roots of the Arendt controversy, 1963-1967
Merel Boers
PhD, University of Amsterdam
Introduction
In February and March of 1963, Hannah Arendt’s report on the Eichmann trial appeared in The New Yorker. It was controversial the moment it was published. In May of that same year, these articles appeared as a book: the (in)famous Eichmann in Jerusalem. The controversy spread, intensified; it did not die down until several years later. It cut deeply into Arendt’s professional and private life.
This paper analyses the roots of this protracted, vehement debate. The Arendt-controversy is one of the foundational debates of Holocaust historiography. The book still sows discord, and some of the disagreements that fuelled the original controversy persist. Therefore it is important to understand precisely what these disagreements were (part 1), and why some of them appeared to be irreconcilable (part 2).
Discussions and analyses of Eichmann in Jerusalem are often hampered by misconstructions of Arendt’s views. This is an inheritance of the original controversy in the nineteen-sixties. At the time, Arendt was ascribed views that she did not express; her standpoints and arguments were often caricatured. Her views were misrepresented by her opponents as well as her defenders; sometimes clearly deliberately, sometimes clearly inadvertently. Several of these misinterpretations exist to this day.
However, when we look a little closer, it becomes clear that Arendt’s opponents did more than respond to caricatures of her positions. Many of them designed arguments to counter specific standpoints and arguments of Arendt’s, even if they did not always explicitly indicate which. When we carefully compare Arendt’s text to the responses of her opponents, the core differences of opinion in this debate emerge. Looking closer still, it becomes clear that the discussion stopped where it really should have begun.
This research note is based on my dissertation on the Arendt-controversy in the US, West-Germany and France, from 1963 to 1967. The conclusions presented here are part of an extensive research project that comprised:
1. an expanded and updated historiography of this touchstone controversy;
2. a structured analysis of the precise points of contention at the time;
1 The wheat: the substance of the discussion
A way into the book
One might picture the discussion of Eichmann in Jerusalem as a geological formation: layer upon layer of interpretation, misinterpretation, re-interpretation. At the bottom of the pile is the book itself. And though it might be compressed by the weight of all the interpretations stacked on top, the book still holds up, after all these years. It is an insightful, engaging, razor-sharp account of Eichmann’s trial. It is also caustic, sometimes confusing or even inconsistent. Above all, it is chock-full. Arendt’s portrait of Eichmann explicitly responds to the narratives of prosecution and defence, and to Eichmann’s own account of his life. As if that were not enough, the book also contains her legal criticism of the trial; her political criticism of Israel and West-Germany; and, important in the context of the subsequent controversy, a political-philosophical treatment of the Nazi murder of the Jews. The sheer number of standpoints, topics and sidelines often blurs Arendt’s main line of argument.
Core differences of opinion in the discussion of the Jewish leaders
Conflicting starting points in the discussion of the Jewish leaders
Core differences of opinion in the discussion of Eichmann
2 The roots: the depth of the disagreement in the Arendt controversy
The root of one’s identity
Unwritten rules
Who owns the Historical Truth?
At the time, historian Walter Laqueur explicitly described the Arendt-controversy as a fight to control the historical narrative. According to Laqueur, some of Arendt’s opponents, Robinson among them,
3 Conclusion: a discussion never begun
The discussion of these issues was further hampered by discordant ideas about the ownership of the historical events discussed. Arendt stood on the ‘universal’ side of Bell’s divide. She was not out to air dirty linen in public, as some of her opponents thought; she wanted to discuss matters that she considered important to all of humanity. Many of her opponents looked at the world from the perspective of a smaller group. For them it was important that the history of the persecution of the Jews was presented in different ways to different audiences. Arendt's criticism was not new or even taboo; but one who uttered this criticism, they thought, was bound by certain rules of tone and place.
And when a German interviewer asked her which theses Eichmann in Jerusalem contained, she answered:
1 That these divisions can be too limiting is demonstrated in historian Richard Cohen’s (otherwise excellent) analysis of the Arendt-controversy. Cohen divides controversy participants in “Jewish” and “Gentile.” However, he accidentally placed some Jewish reviewers on the “Gentile” side of the controversy: J Suhl, Frederic Burin and Konrad Kellen. In an updated version eight years later, Burin and Suhl did not appear; Kellen was still referenced on the “Gentile” side. Richard I. Cohen, ‘Breaking the code. Hannah Arendt’s Eichmann in Jerusalem and the public polemic. Myth, memory and historical imagination’, Michael. On the history of the Jews in the diaspora 13 no.90 (1993) 29-85, at 75,78. Idem, ‘A generation’s response to “Eichmann in Jerusalem” ’, in: Hannah Arendt in Jerusalem (Berkeley, Los Angeles, London 2001) 253-277, at 270-273, 403n45.
2 Hannah Arendt, Eichmann in Jerusalem (2nd edn.; London 1994) 283. Idem, ‘Letters to the editor. “Eichmann in Jerusalem” ’, The New York Times Book Review (June 23, 1963).
3Arendt explicitly excludes the ‘ordinary Jews’ from her judgments: they could not help responding as they did, she argues. The Jewish victims’ ‘lack of revolt’ which not Arendt, but the prosecutor made a point of, was a universal response according to Arendt: ‘no non-Jewish group or people had behaved differently,’ she writes. Arendt, Eichmann in Jerusalem (EIJ) 11-12, 115.
4 EIJ, 175.
5 EIJ, 286.
6 To analyse and evaluate historians’ contributions to the controversy, I used the so-called pragma-dialectical theory of argumentation. Introduction to argumentation theory in general, and to this theory in particular, in Frans H. Van Eemeren et al., Handbook of argumentation theory (Dordrecht 2014).
7 Merel Boers, A controversy on moral judgment. Fifteen historian-reviewers in the controversy on Hannah Arendt’s book Eichmann in Jerusalem in the US, West-Germany and France, 1963-1967. A historical and a pragma-dialectical perspective (dissertation, University of Amsterdam, 2016). <http://hdl.handle.net/11245/1.531041> (accessed June 16, 2018). I am currently rewriting the dissertation to be published in Dutch.
8 Hausner presented his main argumentation in his opening statement. There is an English translation of the trial transcript online. <http://www.nizkor.org/hweb/people/e/eichmann-adolf/transcripts/Sessions/Session-006-007-008-01.html> (accessed June 16, 2018).
9 EIJ , 125-126, 129, 131, 246-247, 276, 279, 287-288, 297.
10 EIJ, 131.
11 This paper deals with the substance and the roots of the controversy. In my dissertation I also analysed “the chaff”, more precisely: recurrent procedural problems in the controversy. Boers, A controversy on moral judgment. Analysis in chapters 3 and 6; summary on pages 402-403.
12 EIJ, 123-126.
13 EIJ, 115, 117, 123.
14 EIJ, 117-118, 123.
15 EIJ, 119.
16 EIJ, 118, 131-132.
17 Early instances of “circumstances”, “good deeds”, and “only human” arguments in Frederick R. Lachman, ‘Ein Meisterwerk ohne Seele’, Aufbau/Reconstruction no.13 (March 29 1963) 7, 20, 22; Herbert Strauss, 'The thesis of Hanna [sic] Arendt', Aufbau/Reconstruction no.20 (May 17 1963) 13-14. More examples and detailed discussion in Boers, A controversy, 92, 207-211, chapters 5.2.1, 6.1, 6.2.
18 George L. Mosse, ‘Captive Eichmann’, The Progressive, 27 no.7 (July 1963). Also see for instance Michel Borwicz, ‘Le “roman” d’Hannah Arendt’, Les Nouveaux Cahiers 2 no.8 (December 1966) 2-7, at 5.
19 Michael A. Musmanno, ‘Man with an unspotted conscience’, The New York Times Book Review (May 19 1963) 1, 41, at 41.
20 For instance Marie Syrkin, ‘Miss Arendt surveys the holocaust’, Jewish Frontier, 30 no.4 (May 1963) 7-14, at 15-16. EIJ, 115, 117.
21 For instance Gertrude Ezorsky, ‘Hannah Arendt against the facts’, 65-66. Borwicz, ‘Le “roman” d’Hannah Arendt’, 5.
22 Strauss, ‘The thesis of Hanna [sic] Arendt’, 14.
23Hannah Arendt, ‘Eichmann in Jerusalem. An exchange of letters between Gershom Scholem and Hannah Arendt’, Encounter 22 no.1 (January 1964) 53-56. The original German phrasing is even stronger than Arendt’s own English translation. Idem, ‘Ein Briefwechsel über Hannah Arendt’s Buch’, Mitteilungsblatt (MB) no.33 (August 16 1963) 4-5.
24 Olga Wormser, ‘Eichmann à Jerusalem, par Hannah Arendt’, L’éducation nationale. Revue hebdomadaire d'information pédagogique (November 17 1966) 27-28, at 27.
25 Jacob Robinson, And the crooked shall be made straight… The Eichmann trial, the Jewish catastrophe, and Hannah Arendt's narrative (New York 1965). As the book’s title suggests, Robinson aimed at educating a large public on The Facts. ‘The Jewish Catastrophe was manifoldly complex and could be presented only by an authority who could report, fact upon fact, what actually occurred,’ the book’s jacket read. ‘Dr. Robinson does exactly that.’
26 Walter Laqueur, ‘Footnotes to the Holocaust’, The New York Review of Books, 6 no.13 (November 11 1965). Steven E. Aschheim, Beyond the border. The German-Jewish legacy abroad (Princeton 2007) 57-58, 153.
27 Robinson, The crooked, 159.
28 Arendt, ‘The formidable Dr. Robinson’, The New York Review of Books (January 20 1966). In her book, Arendt cites one of the Jewish leaders speaking of the people they tried to save as ‘precious cargo’. EIJ, 118. On this issue also p. 295-296.
29 I have translated from the original German. Arendt, ‘Ein Briefwechsel’, Mitteilungsblatt, 5. This passage is slightly adapted in Arendt, ‘An exchange of letters’, Encounter. More on the ‘confusion over elementary questions of morality’ and ‘moral obtuseness’ of her opponents in EIJ, 295-296 and in ‘The formidable Dr. Robinson’, The New York Review of Books.
30 EIJ, 131, 284, 296-297.
31 Footage of this incident can be viewed online: Eichmann Trial. Sessions 52 and 53. Testimonies of Pinhas [sic] Freudiger, Martin Foeldi, Ze’ev Sapir (1961) (United States Holocaust Memorial Museum, May 25) FILM ID: 2064. <https://collections.ushmm.org/search/catalog/irn1001587> (accessed June 16, 2018).
32 For instance, the Council of Jews from Germany wrote at the outset of the controversy: ‘It does not become those who were not there to pass moral judgments on this grim chapter.’ Council of Jews from Germany. ‘Jewish dignity and self-respect. A statement by the Council of Jews from Germany’, Aufbau/Reconstruction no.13 (March 29 1963) 7.
33 EIJ, 287.
34 EIJ, 44, 78, 127, 135-137, 149.
35 From The Origins to Eichmann in Jerusalem, Arendt retained the idea that the Nazi crimes were unpunishable and unforgivable. What changed was the foundation of the crime: Eichmann’s evil was banal, she claimed, because it was driven by banal motives. The difference between her two concepts of radical and banal evil then, hinges on the (incomprehensible versus banal) motives of the perpetrators. Hannah Arendt, The Origins of Totalitarianism (2nd edn.; Cleveland 1958) 449.
36 For instance Gertrude Ezorsky, ‘Hannah Arendt against the facts’, New Politics 2 no.4 (Autumn 1963) 53-73, at 62. Golo Mann, ‘Hannah Arendt und der Eichmann-Prozess’, Neue Rundschau 74 no.4 (1963) 626-633, at 628. Borwicz, ‘Le “roman” d’Hannah Arendt’, 3.
37 Boers, A controversy, 47-52, 46n72, 49n85, 100, 237, 411-412, 411n16.
38 Boers, A controversy, 29, 247n1. One such specialist was Wolfgang Scheffler, ‘Hannah Arendt und der Mensch im totalitären Staat’, Aus Politik und Zeitgeschichte. Beilage zur Wochenzeitung Das Parlament no.B45 (November 4 1964) 19-38.
39 EIJ, 119-120.
40 For instance Alfred Farau, ‘Die Frage von Schuld und Mitschuld’, Aufbau/Reconstruction no.21 (May 24 1963) 11. Mann, ‘Hannah Arendt und der Eichmann-Prozess’, 632. Léon Poliakov, ‘L’histoire ne s'écrit pas avec des si...’, Les Nouveaux Cahiers 2, no.8 (1966) 7-9, there 9.
41 Note that she explicitly dismisses his circumstances as an attenuating factor in her legal judgment of him. EIJ, 91, 276, 278-279.
42 As explained previously, she did consider these circumstances, but did not think of them as completely limiting the options of the Jewish leaders, as some of her opponents did. In the case of the ‘ordinary’ victims she explicitly mentions their harrowing circumstances. Arendt, EIJ, 11-12, 283.
43 For instance Michael A. Musmanno, ‘Letters to the editor. Eichmann in Jerusalem’, The New York Times Book Review (June 23 1963) 4-5.
44 For instance Ernest Van Den Haag, ‘Crimes against humanity’, National Review, 15 no.8 (August 27 1963) 154-157. Horst Köpke, ‘Die Nazi-Verbrechen sind wiederholbar’, Frankfurter Rundschau (September 19 1964) 3. Roger Paret, ‘Qui n'est pas Adolf Eichmann?’, Preuves 17 no.191 (January 1967) 8-17. Detailed discussion in Boers, A controversy, 106, 137-138, 222-224.
45 Mary McCarthy, ‘The hue and cry’, Partisan Review 31 no.1 (Winter 1964) 82-94, at 92.
46 Boers, A controversy, 86, 95-96, 125, 134.
47 Hannah Arendt and Karl Jaspers, Briefwechsel 1926-1969 (München 1985) 567.
48 Arendt considered herself a critical Zionist: in favour of a Jewish homeland, but not in agreement with the organisation of the Israeli state. She had written sharply about the issue of assimilation. Elisabeth Young-Bruehl, Hannah Arendt. For Love of the World (2nd edn.; Binghamton, NY 2004) 89, 182-183; 229-230, 455.
49 Rabi, ‘Le cas Hannah Arendt. Sa haine éclate comme une torche vivante...’, 13. The preoccupation with Arendt’s motives was especially pronounced in the French discussion. Boers, A controversy, 159-160. Also for instance Syrkin, ‘Arendt surveys the holocaust’, 3-4, 7-8, 22-23. Trude Weiss-Rosmarin, ‘Strategists of Hindsight’, Jewish Spectator, 28 no.6 (June 1963) 3-6, 30. Alexander Donat, ‘Revisionist history of the Jewish catastrophe. Two examinations of Hannah Arendt. 2. An empiric examination’, Judaism 12 no.4 (Autumn 1963) 416-435, at 435. Manès Sperber, ‘Hourban ou l'inconcevable certitude." Preuves, no.157 (March 1964): 3-15, at 9.
50 ‘Our Prophets warned us once that some of the greatest enemies we will encounter will come from the inside...’ Max Nussbaum, ‘Dr Nussbaum replies to New Yorker article’, The Observer, 48 no.16 (May 2 1963) 1, 4, at 1,4.
51 Arendt’s criticism of the Jewish leaders was regularly conflated with two other issues. The first was the issue of a “lack of organised Jewish resistance.” The second issue was that of Jews in Nazi Europe “going meekly to their deaths, like lambs to the slaughter.” Both issues were relics of the early post-war discussion of the murder of the Jews in Israel. Boers, A controversy, 88-89. For instance, Robert Rie, ‘Literarisches Nachspiel zum Eichmann-Prozess’ in: F.A. Krummacher ed., Die Kontroverse. Hannah Arendt, Eichmann und die Juden (München 1964) 33-38.
52 Detailed analysis in Boers, A controversy, 109-110.
53 One must be careful not to retro-label Arendt, her supporters and her opponents as “universalists” or “particularists”. Views that are considered diametrically opposed today, lived side by side in contributions to the Arendt-controversy. Arendt’s book and its discussion inspired modern-day universalism, but one can certainly not equate them.
54 Daniel Bell, ‘The alphabet of justice. Reflections on “Eichmann in Jerusalem” ’, Partisan Review 30 no.3 (Autumn 1963) 417-429, at 417-418, 428.
55 For instance Eugene V. Rostow, ‘Do laws apply to so great an evil? The uses and misuses of justice’, New York Herald Tribune (May 19 1963) sec. Books, 1, 7. David Boroff, ‘Eichmann and Miss Arendt’, New York Post (July 21 1963) sec. Magazine. Albert Hoschander Friedlander, ‘The Arendt report on Eichmann and the Jewish community. An evaluation’, Central Conference American Rabbis Journal (CCAR Journal) 9 no.2 (October 1963) 47-55, at 47.
56 Ezorsky, ‘Arendt against the facts’, New Politics.
57 EIJ, 125.
58 For example Frederic S. Burin, Political Science Quarterly 79 no.1 (March 1964) 122-125. Maier, ‘Was hat Hannah Arendt eigentlich gesagt?’ Aufbau/Reconstruction (December 20 1963) 17-18.
59 For instance Syrkin, ‘Arendt surveys the holocaust’, 13-14.
60 Survivors’ letters can be found among the correspondence in the Arendt Papers: Eichmann File, folders ‘Survivors of the Holocaust’, ’Letters to the Editor, New Yorker’ and ‘Correspondence, Miscellaneous, German and French languages.’ Most are accessible in the online archive. <http://memory.loc.gov/ammem/arendthtml/mharendtFolderP03.html> (accessed June 16, 2018).
61 Compare for instance Pierre Vidal-Naquet, ‘La banalité du mal’, Le Monde (January 13 1967) 16; Lederman, ‘This book was not written too early’, Aufbau/Reconstruction (May 10 1963) 5.
62 H.G. Adler, ‘Was weiss Hannah Arendt von Eichmann und der “Endlösung”?’, Allgemeine Wochenzeitung der Juden in Deutschland, 19 no.34 (November 20 1964) 8-9, at 8.
63 Les faits appartiennent aux historiens, le jugement moral aux victimes.’ Vidal-Naquet, ‘La banalité du mal’. Also for instance Norman Podhoretz, ‘Hannah Arendt on Eichmann. A study in the perversity of brilliance’, Commentary, 36 no.3 (September 1963) 201-208, at 202.
64 For instance Gershom Scholem, Eichmann in Jerusalem. An Exchange of Letters between Gershom Scholem and Hannah Arendt’, Encounter 22 no 1 (January 1964) 51-53, at 52. Abel, ‘The aesthetics of evil’, 228. Syrkin, ‘Arendt surveys the holocaust’, 16-17.
65 Donat, ‘Revisionist history’, 435.
66 Boers, A controversy, 37, 117, 169-170.
67 Walter Laqueur, ‘A reply to Hannah Arendt’, The New York Review of Books, 6 no.1 (February 3 1966).
68 Laqueur, ’Footnotes to the Holocaust’.
69 Hannah Arendt, ‘The Jewish Establishment. Hannah Arendt replies’, The New York Review of Books, 6 no.4 (March 17 1966).
70 EIJ, 283.
71 Especially Arendt’s views on Eichmann were and are still conflated with the views of others. For instance C.W. Szejnmann, ‘Perpetrators of the Holocaust. A historiography’, in: O. Jensen and C.W. Szejnmann eds., Ordinary people as mass murderers: perpetrators in comparative perspective (London 2008) 25-54. Donald Bloxham and Tony Kushner, The Holocaust. Critical historical approaches (Manchester 2008) 153. Deborah Lipstadt, The Eichmann trial (New York 2011) 168.
72 Marie Syrkin, ’Arguments. More on Eichmann’, Partisan Review 31 no.2 (Spring 1964) 253-255, at 254.
73 The Jewish leaders did not only cooperate, Arendt says. They were given power, which they used to their personal advantage – for the short time they were in a position to do so, before being deported themselves. Although Arendt does not use the word on these pages, cooperation with the enemy for personal gain is one definition of the word collaboration. In the second edition, she actually uses the word collaboration once. EIJ,10-11, 123.
74 Ylana N. Miller, 'Creating unity through history. The Eichmann trial as transition', Journal of Modern Jewish Studies 1 no.2 (2002) 131-149, at 142.
75 EIJ, 296-298.
76 Boers, A controversy, 403.
77 Young-Bruehl, Hannah Arendt, 374.
78 EIJ, 287-288.
79 Arendt, 1964 television interview with Thilo Koch, as quoted in Hannah Arendt, Ich will verstehen. Selbstauskünfte zu Leben und Werk (2nd ed., München 2013) 39, my translation MB.
80 Boers, A controversy, 86, 134-135, 164-165.
81 Arendt, ‘An exchange of letters’, Encounter, 56.
82 It is important to note here that Arendt does not proscribe active resistance. What she does expect, is that each individual acts in a manner that makes clear he refuses the moral collapse: everyone who succumbed to the moral collapse, she judges for shared responsibility for the genocide. She distinguishes several groups of people in the Reich and the occupied territories, and for each of these groups she names one or more criteria on which she bases her judgment. Boers, A controversy, 240.