Ausgabe 1, Band 3 – Mai 2007
Stefanie Rosenmüller
Introduction
Clearly, plenty of difficulties lurk behind the establishment of a clear-cut definition of Arendt’s concept of freedom, since Arendt evolves her concepts in a metaphorical language. Her description of current political phenomena refers to long buried notions that she attempts to resurrect. Frequently, Arendt raises these extinct references by excavating their etymology, often by contrasting them to common ambiguities and misinterpretations that explain this extinction of these archaic concepts. Thus Arendt indirectly ties together political and terminological history; it is for this reason that recent scholarship has rekindled interest in Arendt’s work.
In the essay “What Is Freedom?” (1958) Arendt develops her concept of political freedom as freedom in an exceptional sense. Arendt defines the concept of political freedom mainly by contrasting it to several other notions of freedom - above all, to that of free will, which has played a dominant role in the Christian tradition. The notion of free will has traditionally dominated the understanding of politics, however it has done so by misinterpreting freedom as independence and sovereignty.
I. Interruption and Initium
In On Violence Arendt draws attention to the great temptation to stop or interrupt these automatisms by means of violence. A violent act triggers a new chain of events - but this chain of causes and effects differs greatly, as Arendt points out, from the sequence of events initiated by politically free beginnings that she would call ‘action’. Thus Arendt insists on the distinction between two different kinds of interruptions of automatic processes that are easily confounded.
2. Can we apply this distinction to the distinction between violent acts and free political beginnings?
Now we understand that there are two steps in Arendt’s argumentation in On Violence. Violent acts are meant to interrupt the social automatisms under the category of labor. But violent acts fall under the category of work. Their beginning may be free but only insofar as they are controlled by the actor as their creator. He decides to put out an impulse to start a chain of causes and effects. The creator chooses one of a given set of possibilities. And thus the violent act interrupts the automatic process only to start a chain or circle of violence that is just as inevitable; one predetermined process of events is transformed into another predetermined chain of events. It follows that the interruption is not a real interruption. This kind of beginning does not free the creator from automatisms; it simply leads to another form of predetermination.
Now we have a systematically clear opposition between instrumental work, which is a relationship of violence started by a principium that refers to goals that can be chosen and is thus ruled by motives and a free will and political action with a free beginning in the sense of initium. But the contents of this opposition have still not been illuminated.
What is Arendt’s counter-concept? What is freedom in Arendt’s concept then, if it is not the freedom of the will?II. Will and Virtue
In WF Arendt does not give a clear cut definition of political freedom, but she does give certain hints within the contrasting systematic of work, labor, and action that can help us to approximate her concept of political freedom.
1. How does Arendt describe virtue?
Now let us see whether we can consider this difference as a difference in the relation of man towards himself.
2. This excellence mentioned above is the ‘telos’ that can be fulfilled in political action.
The manifestation of an action, lies therefore in the performance itself and, as Arendt adds, the principle is not “exhausted”. This expression sounds somewhat odd. Arendt probably means that unlike with technical purposes, there is no need to find a new goal after having acted appropriately. The telos has been fulfilled, but cannot be grasped like a technical product can. There is no necessity to perform some defined completing step, rather new steps and paths can always be employed or invented. This aspect, of course, also emphasizes the notion of freedom in the sense of un-determination.
At this point, it is still not clear whether freedom itself is a principle or a habitus (a hexis), like a virtue, to follow the right “or the opposite” principles, but it seems to be the latter: “Freedom appears where the principles are actualized.”
We commonly assume that freedom means the possibility to realize something. That would be a positive definition of freedom. But for the realization, that Arendt is referring to, failure does not seem to be at issue. Perhaps it is realized already simply by bearing the right principles in mind. But don’t they have to be manifested somehow, if not in a result? They may be realized in an Aristotelian way, by choosing “the middle way”, the mesotes, between two polarities. But wouldn’t this come too close to what Arendt calls freedom of choice between two possibilities, which is freedom of the will?
But if “excellence” is one of the principles and freedom is also excellence, as we saw above, then the virtue freedom is also the principle freedom. It appears now that telos and habitus are mixed up in this passage.
Can we now answer the question of whether political freedom in Arendt‘s concept of virtue can be viewed as a good relationship towards oneself - with a directing principle that inspires, but does not compel, as the governing purpose?
On the contrary, her critique rests on the claim that the reflective shift to a freedom of the will goes hand in hand with the fall of the political. While both Foucault and Arendt are searching for interruptions, resistant correctives of the automatisms of the social, Foucault constructs them as singular elements while Arendt vehemently denies that solitude can be a political source and she conceptualizes resistant impulses only within a network.
This is due to the hierarchy of the activities in HC. Work is fundamental for action; it gives the framework, establishes and defends the polis like the „walls of the polis“, where the political debates and vigour can take place, as if on a stage.
How, then, can Arendt claim that her notion of politics differs considerably from that one of Carl Schmitt? Are politics, in Arendt’s systematics, not just as dependant on sovereignty? We can use Arendt’s own example of the archontes and patres familias to demonstrate this dependency: in the absence of sovereignty, one cannot avoid having to fight for it, either in the case of individuals or of groups, sovereignty must be obtained to regain or establish a foundation for the political realm and free debate. It sounds then nearly cynical to insist on the statement that politics should be free from sovereignty. Politics are portrayed as a purified sphere, but only through relegating their problematical aspects into the nonpolitical arena of violent struggles. The separation of instrumental violence and the free sphere of the political would then be a merely rhetorical means of purifying politics from its seamy side.
Notes
* I am grateful to Alison Borrowman for helping with the translation.
1In: What Is Freedom?, in: Arendt, Hannah: Between Past and Future; Eight Exercises in Political Thought, Harmondsworth: Penguin, 1977, pp. 143 – 171, p. 156 (henceforth: WF). This text is a shortened translation of the German language publication: Freiheit und Politik (1958). In the English edition the fifth part of the text is missing. I therefore sometimes refer to the German text, quoted as: Arendt, Hannah: Freiheit und Politik (henceforth: FuP) in: Zwischen Vergangenheit und Zukunft (henceforth: ZVuZ), Übungen im politischen Denken I, Piper München 20002; pp. 201 - 226.
2 Hannah Arendt: Introduction into politics, in: Arendt, Hannah: The Promise of Politics, edited by Jerome Kohn, Schocken Books, New York, 2005, p. 108, which is based on the German fragments of Arendt´s Einführung in die Politik, edited by Ursula Ludz, titled Hannah Arendt: Was ist Politik? Piper, 2003. (henceforth: IP).
3This paper was initiated by a Workshop of Dr. Vlasta Jalusic and PD Dr. Wolfgang Heuer (Violence And Politics: The Challenges Of Our Time. Reading Hannah Arendt. Peace Institute/Workers’ and Punks’ University, Ljubljana, Slovenia, September 17 -27, 2004), as a close reading of WF. The following considerations are continued in my PhD on: Locating Justice/Der Ort des Rechts bei Hannah Arendt (Universität Flensburg), forthcoming 2008.
4I am grateful to Vlasta Jalusic for this hint. For further connections between Foucault and Arendt see e.g. Amy Allen: Power, Subjectivity and Agency: Between Arendt and Foucault, International Journal of Philosophical Studies, Vol. 10 (2),. 2002, pp. 131 – 149.
5 See chapters III (labor), IV (work) and V (action) in Arendt, Hannah: The Human Condition, University of Chicago Press, 1958 (henceforth: HC).
6 Arendt, Hannah: On Violence. In: Crisis of the Republic: Lying in Politics - Civil Disobedience - On Violence - Thoughts on Politics and Revolution, Harmondsworth: Penguin, 1973, pp. 103 - 198 (henceforth: OV).
7 „According to Augustine, the two were so different that he used a different word to indicate the beginning which is man (initium), designating the beginning of the world by principium, which is the standard translation for the first Bible verse. As can be seen from De civitate Dei XI 32, the word principium carried for Augustine a much less radical meaning: the beginning of the world does not mean that nothing was made before (for the angels were), whereas he adds explicitly (...) with reference to man that nobody was before him.“, HC, p. 350, note 3.
8 WF, p. 167.
9 WF, p. 167.
10 WF, p. 151.
11 Of course this sounds contradictory, if something did already exist before the existence of human beings, then that is, „not nothing“(HC, p. 350, note 3). But the meaning can be understood by noting the distinction between „nothing“ and „nobody“. One could supplement it: Before the existence of mankind there existed something but not somebody. Being somebody corresponds to Arendt‘s definition of human individuality and describes particularly the attributed faculty to start initiatives. Hence this explanation is not contradictory but only tautological.
12 See OV.
13 WF, p. 144.
14 WF, p. 169.
15 WF, p. 169 f.
16 WF, p. 152. Note: There appears to be a systematic irregularity here, because strength in Arendt’s terms refers to nature and labor, while freedom of the will refers to work. One possible explanation of this lies in the fact that nature was interpreted in a different way during and beyond the renaissance - the dawn of the mechanical age - than it is today. Today, according to Arendt in HC, all the activities have shifted, and to some extend exchanged places so that they no longer fit and have a destructive effect: mankind “acts” in the realm of nature instead of the public realm and causes unpredictable consequences; whereas man understands himself mainly as an animal laborans. In any case, command has nothing to do with freedom.
17 See also (in German): Kultur und Politik, 1958, in: ZVuZ, pp. 277 - 304, p. 294 ff (henceforth: KuP). In English: The Crisis in Culture, in: Between Past and Future, Harmondsworth, Penguin, 1977, pp. 277 - 226.
18See esp. Chapter 2 in: Foucault, Michel: Society must be defended, New York, Picador, 2003. I am grateful to Bernd Heiter for this reference.
19 In German: “setzt Souveränität voraus, die der Herstellende, aber nie der Handelnde besitzt”, KuP, p. 295.
20 In German: „homo faber ist Herr und Meister: der Handelnde ist aber nie Souverän”, KuP, p. 295.
21 “verderblich”, FuP, p. 213.
22 FuP, p. 225.
23 Also see Arendt’s remarks on „Freiheit von“ in: Revolution und Freiheit, 1953, in: ZVuZ, pp. 305 - 326, p. 241, (henceforth: RuF).
24 See FuP, p. 211.
25 “Fatal consequences”, WF, p. 162.
26 „Freedom and sovereignty are so little identical that they cannot even exist simultaneously.“ WF, p. 164.
See also in FuP, p. 214, the reduction of variety to the singular. In Arendt’s writings solitude is always an attribute of homo faber and non-freedom.
27 Note No. 5 , p. 40, in FuP-2, i.e.: Freedom and Politics: a Lecture, in: Chicago Review 14, Heft 1 Spring 1960, p. 28 - 46, quoted by the editor Ursula Ludz of ZVuZ on p. 411. But sovereignty and violence might be an adequate concept for the sphere of law, especially for constitutional law; see Arendt’s remarks on Montesquieu in FuP, p. 215 and the end of this article.
28 WF, p. 164.
29 WF, p. 165.
30 WF, p. 151.
31 WF, p. 151.
32 See Foucault, Michel: L’éthique du souci de soi comme pratique de la liberté, in: Concordia. Revista international de filosofia, No. 6, 1984, pp. 99 – 116.
33 WF, p. 159 , “Selbstbeherrschung” in FuP, p. 212.
34 WF, p. 153.
35 “An excellence, we attribute to the performing arts, as distinguished from the creative arts of making, where the accomplishment lies in the performance itself”, WF, p. 153.
36 WF, p. 154.
37 WF, p. 156,
38 Both politics and culture, which in Arendt’s diction is identical with art, share the public realm. See KuP, part II.
39 WF, p. 156. See also: “For politics, according to the same philosophy must be concerned almost exclusively with the maintenance of life and the safeguarding of its interests”, WF, p. 155.
40 See IP, p. 122.
41 See Foucault, Michel: Fearless Speech, New York, Semiotext(e) 2001. I am grateful to Bernd Heiter for this reference.
42 See e.g. Bernstein, Richard: Rethinking the Social and the Political in: Philosophical Profiles, Polity Press, Cambridge, 1986, pp 238 - 259.
43 „Areté” in FuP, p. 206, only implicit in WF, p. 153.
44 Arendt’s difference between telos as model and product in technical activities and telos as principle in political activities is very close to the Aristotelian difference between techné and praxis in the NE, Book I.
45 “Action insofar as it is free is neither under the guidance of the intellect nor under the dictate of will - (...) - but springs from something altogether different which (following Montesquieu’s famous analysis of government) I shall call a principle.”, WF, p. 152.
46 We saw that on the contrary, principium is contrasted to initium. Now the principle is one of - political - action and must therefore be connected to the term initium.
47 WF, p. 152 f.
48 WF, p. 152.
49 I am grateful to Wolfgang Heuer for this reference.
50 This cannot be an end in a utilitarian sense, as the principle is independent of other purposes.
51 WF, p. 151.
52 See the „freedom from“, i.e., abstraction and avoidance, of politics. See FuP, p. 216.
53 This opens another systematic problem in HC. Arendt’s systematic of the ideal activities does not suggest that they appear „purely“ in modern times. In many cases there will occur a mixture of elements of the given idealized activities. But even then it is not clear if action and work can be strictly divided.
54 See Wolf, Ursula: Aristoteles‘ Nikomachische Ethik, Wissenschaftliche Buchgesellschaft Darmstadt, 2002, p. 158 f.
55 WF, p. 153.
56 „It springs from a principle“, WF, p. 152.
57 ..„Is guided by a future aim”, WF, p. 151, which refers to the work category.
58 WF, p. 153.
59 This leads again to the systematic problems of HC to divide work and action; resp. to the question, how the ideal activities appear in their empirical form.
60 However, I would suggest that the first chapter about „Appearence“ in „The Life of the Mind“ can be read as a methodical introduction into her work. See Arendt, Hannah: The Life of the Mind, Vol. One: Thinking, Harcourt Brace Jovanovich, Inc., New York, London, 1977.
61 WF, p. 158.
62 WF, p. 158 with reference to Augustine: Confessiones, book VII, ch.9.
63 WF, p. 161.
64 Phaidros 246 b.
65 Phaidros 253 c.
66 WF, p. 158.
67 WF, p. 159.
68 Arendt quotes Paulus in WF, p. 161.
69 WF, p. 158.
70 „A will which is broken in itself“, WF, p. 159.
71 WF, p. 159.
72 WF, p. 160.
73 See Bernd Heiter in: „Intersubjektivität und die „Sorge um sich“. Kommentierende Bemerkungen zu Foucaults interpretativer Analytik der antiken Ethik, pp. 52 - 67, Nachworte zu: Foucault, Michel: Das Wahrsprechen des Anderen: 2 Vorlesungen von 1983/84, hrsg. v. Ulrike Reuter u. a., Materialis Frankfurt (Main), 1988, p. 63.
74 WF, p. 166; in German:„Anfangen kann nur dem zufallen, der Herrscher bereits ist“, FuP, p. 218.
75 WF, p. 166.
76 WF, p. 166.
77 See OV, p. 144.
78 „Man must first be liberated or liberate himself in order to enjoy freedom, and being liberated from domination by life’s necessities was the true meaning of the Greek word scholé or the Latin otium – what we today call leisure. This liberation, in contrast to freedom, was an end that could, and had to, be achieved by certain means. This crucial means was slavery, the brute force by which one man compelled others to relieve him of the cares of daily life. (...) But this rule itself was not political, although it was an indispensable prerequisite of all things political“. IP, p. 116 f.
79 „’Politics’, in the Greek sense of the word, is therefore centered around freedom, whereby freedom is understood negatively as not being ruled or ruling, and positively as a space which can be created only by men and in which each man moves among his peers. Without those who are my equals, there is no freedom (...)” IP, p. 117.
For a primary description of the different concepts of freedom in Arendt’s political theory see Bonnie Honig: Political Theory and the displacement of Politics, New York, Cornell University Press, 1993.
The distinction between liberation and freedom is crucial for Arendt’s differentiation between Rebellion and Revolution, see Arendt, Hannah: On Revolution, New York, Penguin Books, 1968, Chapter 1, part II. For a new interpretation of political freedom in the sense of isonomia, see Balibar, Etienne: (De)constructing the Human as Human Institution. A Reflection on the Coherence of Hannah Arendt’s Practical Philosophy, in: Hannah Arendt: Verborgene Tradition – Unzeitgemäße Aktualität? Berlin, Akademie Verlag (forthcoming November 2007). For a beautiful interpretation of initium as a principle, see Birmingham, Peg: Hannah Arendt and Human Rights: The Predicament of Common Responsibility, Bloomington, Indiana University Press, 2006.